AdvisorRanked
75
Some Concerns

AJ CAPITAL MANAGEMENT LLC

429 CHESTNUT STREET, NASHVILLE, TN 37203-4802
Fiduciaryfee-onlySEC Registered
312-267-4185 HTTP://AJCPT.COM/ CRD #291880
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$2.6B
Assets Managed
32
Clients
112
Employees
8
Years Active
since 2018

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46148. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

regulatory46148

2 regulatory action(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 0

Complaint ratio: 0.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameAJ CAPITAL MANAGEMENT LLC
CRD Number#291880
SEC RegisteredYes
Registration Date2018-04-30
States RegisteredTN
Assets Under Management$2.6B
Number of Clients32
Employees112
Compensation Typefee-only
Last ADV Filing46148

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Frequently Asked Questions

Is AJ CAPITAL MANAGEMENT LLC a fiduciary?

Yes. AJ CAPITAL MANAGEMENT LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does AJ CAPITAL MANAGEMENT LLC charge clients?

AJ CAPITAL MANAGEMENT LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does AJ CAPITAL MANAGEMENT LLC have any complaints?

No. AJ CAPITAL MANAGEMENT LLC has zero complaints or disciplinary actions on file with the SEC or FINRA across 8 years of operation.

How does AJ CAPITAL MANAGEMENT LLC compare to other advisors in NASHVILLE?

AJ CAPITAL MANAGEMENT LLC has a Red Flag Score of 75/100. There are 53 registered advisory firms in NASHVILLE. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46148. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.