AdvisorRanked
87
Clean

ALAMOS CAPITAL, LLC

6083 E. GRANT RD., TUCSON, AZ 85712
Fiduciaryfee-onlySEC Registered
520-664-2001 CRD #332985
$1M
Assets Managed
2
Clients
2
Employees
2
Years Active
since 2024

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46111

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 50.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameALAMOS CAPITAL, LLC
CRD Number#332985
SEC RegisteredYes
Registration Date2024-09-26
States RegisteredAZ
Assets Under Management$1M
Number of Clients2
Employees2
Compensation Typefee-only
Last ADV Filing46111

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Frequently Asked Questions

Is ALAMOS CAPITAL, LLC a fiduciary?

Yes. ALAMOS CAPITAL, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does ALAMOS CAPITAL, LLC charge clients?

ALAMOS CAPITAL, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does ALAMOS CAPITAL, LLC have any complaints?

Yes. ALAMOS CAPITAL, LLC has 1 complaint(s) on record. Their complaint ratio is 50.00 per 100 clients (industry average: ~0.15).

How does ALAMOS CAPITAL, LLC compare to other advisors in TUCSON?

ALAMOS CAPITAL, LLC has a Red Flag Score of 87/100. There are 27 registered advisory firms in TUCSON. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.