AdvisorRanked
95
Clean

ALLIANCE WEALTH MANAGEMENT PARTNERS LLC

1111 N. NORTHSHORE DRIVE, KNOXVILLE, TN 37919
Fiduciaryfee-onlySEC Registered
(865) 862-5956 www.secwealthmanagement.com CRD #313195
$272M
Assets Managed
5
Clients
13
Employees
5
Years Active
since 2021

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46104. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 5 years.

Firm Details

Legal NameALLIANCE WEALTH MANAGEMENT PARTNERS LLC
CRD Number#313195
SEC RegisteredYes
Registration Date2021-06-25
States RegisteredTN
Assets Under Management$272M
Number of Clients5
Employees13
Compensation Typefee-only
Last ADV Filing46104

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Frequently Asked Questions

Is ALLIANCE WEALTH MANAGEMENT PARTNERS LLC a fiduciary?

Yes. ALLIANCE WEALTH MANAGEMENT PARTNERS LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does ALLIANCE WEALTH MANAGEMENT PARTNERS LLC charge clients?

ALLIANCE WEALTH MANAGEMENT PARTNERS LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does ALLIANCE WEALTH MANAGEMENT PARTNERS LLC have any complaints?

No. ALLIANCE WEALTH MANAGEMENT PARTNERS LLC has zero complaints or disciplinary actions on file with the SEC or FINRA across 5 years of operation.

How does ALLIANCE WEALTH MANAGEMENT PARTNERS LLC compare to other advisors in KNOXVILLE?

ALLIANCE WEALTH MANAGEMENT PARTNERS LLC has a Red Flag Score of 95/100. There are 28 registered advisory firms in KNOXVILLE. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46104. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.