AdvisorRanked
76
Some Concerns

ALLIANCEBERNSTEIN HOLDING L.P.

501 COMMERCE STREET, NASHVILLE, TN 37203
Fiduciaryfee-onlySEC Registered
615-622-0000 www.linkedin.com/company/abglobal/ CRD #106998
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$0
Assets Managed
0
Clients
0
Employees
38
Years Active
since 1988

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46111

3 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 3

Complaint ratio: 0.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameALLIANCEBERNSTEIN HOLDING L.P.
CRD Number#106998
SEC RegisteredYes
Registration Date1988-04-21
States RegisteredTN
Assets Under Management$0
Number of Clients0
Employees0
Compensation Typefee-only
Last ADV Filing46111

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Frequently Asked Questions

Is ALLIANCEBERNSTEIN HOLDING L.P. a fiduciary?

Yes. ALLIANCEBERNSTEIN HOLDING L.P. is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does ALLIANCEBERNSTEIN HOLDING L.P. charge clients?

ALLIANCEBERNSTEIN HOLDING L.P. uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does ALLIANCEBERNSTEIN HOLDING L.P. have any complaints?

Yes. ALLIANCEBERNSTEIN HOLDING L.P. has 3 complaint(s) on record. Their complaint ratio is 0.00 per 100 clients (industry average: ~0.15).

How does ALLIANCEBERNSTEIN HOLDING L.P. compare to other advisors in NASHVILLE?

ALLIANCEBERNSTEIN HOLDING L.P. has a Red Flag Score of 76/100. There are 53 registered advisory firms in NASHVILLE. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.