AdvisorRanked
87
Clean

AM INVESTMENT STRATEGIES, LLC

832 GEORGIA AVENUE, CHATTANOOGA, TN 37402
Fiduciaryfee-onlySEC Registered
423-486-1888 CRD #165823
$738M
Assets Managed
2
Clients
5
Employees
14
Years Active
since 2012

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46064. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46064

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 50.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameAM INVESTMENT STRATEGIES, LLC
CRD Number#165823
SEC RegisteredYes
Registration Date2012-11-08
States RegisteredTN
Assets Under Management$738M
Number of Clients2
Employees5
Compensation Typefee-only
Last ADV Filing46064

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Frequently Asked Questions

Is AM INVESTMENT STRATEGIES, LLC a fiduciary?

Yes. AM INVESTMENT STRATEGIES, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does AM INVESTMENT STRATEGIES, LLC charge clients?

AM INVESTMENT STRATEGIES, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does AM INVESTMENT STRATEGIES, LLC have any complaints?

Yes. AM INVESTMENT STRATEGIES, LLC has 1 complaint(s) on record. Their complaint ratio is 50.00 per 100 clients (industry average: ~0.15).

How does AM INVESTMENT STRATEGIES, LLC compare to other advisors in CHATTANOOGA?

AM INVESTMENT STRATEGIES, LLC has a Red Flag Score of 87/100. There are 19 registered advisory firms in CHATTANOOGA. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46064. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.