AdvisorRanked
84
Some Concerns

BHK INVESTMENT ADVISORS

2200 LAKESHORE DRIVE, BIRMINGHAM, AL 35209-8803
Fiduciaryfee-onlySEC Registered
205-322-2025 HTTP://WWW.BHKLLC.COM/ CRD #140515
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$794M
Assets Managed
5
Clients
9
Employees
20
Years Active
since 2006

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46139. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: Yes

This firm can sell insurance products (annuities, life insurance). This creates an incentive to recommend these products even when alternatives may be more appropriate.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46139

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 20.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameBHK INVESTMENT ADVISORS
CRD Number#140515
SEC RegisteredYes
Registration Date2006-05-17
States RegisteredAL
Assets Under Management$794M
Number of Clients5
Employees9
Compensation Typefee-only
Last ADV Filing46139

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Frequently Asked Questions

Is BHK INVESTMENT ADVISORS a fiduciary?

Yes. BHK INVESTMENT ADVISORS is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does BHK INVESTMENT ADVISORS charge clients?

BHK INVESTMENT ADVISORS uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does BHK INVESTMENT ADVISORS have any complaints?

Yes. BHK INVESTMENT ADVISORS has 1 complaint(s) on record. Their complaint ratio is 20.00 per 100 clients (industry average: ~0.15).

How does BHK INVESTMENT ADVISORS compare to other advisors in BIRMINGHAM?

BHK INVESTMENT ADVISORS has a Red Flag Score of 84/100. There are 49 registered advisory firms in BIRMINGHAM. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46139. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.