AdvisorRanked
82
Some Concerns

BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC

100 BELLEVUE PARKWAY, WILMINGTON, DE 19809
Fiduciaryfee-onlySEC Registered
302 797 2000 mp.weixin.qq.com/mp/profile_ext?action=home&__biz=MzIzMTc3MTQ2Mw==&scene=124#wechat_redirect CRD #290336
$66.9B
Assets Managed
35
Clients
39
Employees
9
Years Active
since 2017

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46157. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46157

1 regulatory action(s), 1 customer complaint(s)/arbitration(s), 1 termination(s) from a firm disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 2.86 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameBLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
CRD Number#290336
SEC RegisteredYes
Registration Date2017-11-24
States RegisteredDE
Assets Under Management$66.9B
Number of Clients35
Employees39
Compensation Typefee-only
Last ADV Filing46157

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Frequently Asked Questions

Is BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC a fiduciary?

Yes. BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC charge clients?

BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC have any complaints?

Yes. BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC has 1 complaint(s) on record. Their complaint ratio is 2.86 per 100 clients (industry average: ~0.15).

How does BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC compare to other advisors in WILMINGTON?

BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC has a Red Flag Score of 82/100. There are 26 registered advisory firms in WILMINGTON. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46157. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.