AdvisorRanked
84
Some Concerns

CAPSTONE WEALTH MANAGEMENT CORP.

5120 S. LAKELAND DRIVE, LAKELAND, FL 33813
Fiduciaryfee-onlySEC Registered
(866) 596-9886 HTTP://WWW.CAREFORMYWEALTH.COM CRD #165359
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$109M
Assets Managed
3
Clients
5
Employees
5
Years Active
since 2021

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46111

2 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 2

Complaint ratio: 66.67 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameCAPSTONE WEALTH MANAGEMENT CORP.
CRD Number#165359
SEC RegisteredYes
Registration Date2021-06-01
States RegisteredFL
Assets Under Management$109M
Number of Clients3
Employees5
Compensation Typefee-only
Last ADV Filing46111

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Frequently Asked Questions

Is CAPSTONE WEALTH MANAGEMENT CORP. a fiduciary?

Yes. CAPSTONE WEALTH MANAGEMENT CORP. is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does CAPSTONE WEALTH MANAGEMENT CORP. charge clients?

CAPSTONE WEALTH MANAGEMENT CORP. uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does CAPSTONE WEALTH MANAGEMENT CORP. have any complaints?

Yes. CAPSTONE WEALTH MANAGEMENT CORP. has 2 complaint(s) on record. Their complaint ratio is 66.67 per 100 clients (industry average: ~0.15).

How does CAPSTONE WEALTH MANAGEMENT CORP. compare to other advisors in LAKELAND?

CAPSTONE WEALTH MANAGEMENT CORP. has a Red Flag Score of 84/100. There are 7 registered advisory firms in LAKELAND. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.