AdvisorRanked
95
Clean

COMPASS CAPITAL MANAGEMENT INC

706 SECOND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Fiduciaryfee-onlySEC Registered
612-338-4051 HTTPS://LINKEDIN.COM/COMPANY/COMPASS-CAPITAL-MANAGEMENT-INC./ CRD #107823
$2.6B
Assets Managed
10
Clients
20
Employees
38
Years Active
since 1988

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46107. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 38 years.

Firm Details

Legal NameCOMPASS CAPITAL MANAGEMENT INC
CRD Number#107823
SEC RegisteredYes
Registration Date1988-06-10
States RegisteredMN
Assets Under Management$2.6B
Number of Clients10
Employees20
Compensation Typefee-only
Last ADV Filing46107

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Frequently Asked Questions

Is COMPASS CAPITAL MANAGEMENT INC a fiduciary?

Yes. COMPASS CAPITAL MANAGEMENT INC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does COMPASS CAPITAL MANAGEMENT INC charge clients?

COMPASS CAPITAL MANAGEMENT INC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does COMPASS CAPITAL MANAGEMENT INC have any complaints?

No. COMPASS CAPITAL MANAGEMENT INC has zero complaints or disciplinary actions on file with the SEC or FINRA across 38 years of operation.

How does COMPASS CAPITAL MANAGEMENT INC compare to other advisors in MINNEAPOLIS?

COMPASS CAPITAL MANAGEMENT INC has a Red Flag Score of 95/100. There are 80 registered advisory firms in MINNEAPOLIS. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46107. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.