AdvisorRanked
87
Clean

DUNN CAPITAL MANAGEMENT

309 SE OSCEOLA STREET, STUART, FL 34994
Fiduciaryfee-onlySEC Registered
772-286-4777 www.linkedin.com/company/dunncapital/ CRD #328632
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$269M
Assets Managed
6
Clients
27
Employees
2
Years Active
since 2024

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46100. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46100

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 16.67 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameDUNN CAPITAL MANAGEMENT
CRD Number#328632
SEC RegisteredYes
Registration Date2024-02-16
States RegisteredFL
Assets Under Management$269M
Number of Clients6
Employees27
Compensation Typefee-only
Last ADV Filing46100

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Frequently Asked Questions

Is DUNN CAPITAL MANAGEMENT a fiduciary?

Yes. DUNN CAPITAL MANAGEMENT is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does DUNN CAPITAL MANAGEMENT charge clients?

DUNN CAPITAL MANAGEMENT uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does DUNN CAPITAL MANAGEMENT have any complaints?

Yes. DUNN CAPITAL MANAGEMENT has 1 complaint(s) on record. Their complaint ratio is 16.67 per 100 clients (industry average: ~0.15).

How does DUNN CAPITAL MANAGEMENT compare to other advisors in STUART?

DUNN CAPITAL MANAGEMENT has a Red Flag Score of 87/100. There are 5 registered advisory firms in STUART. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46100. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.