AdvisorRanked
95
Clean

FAROPOINT VENTURES, LLC

111 RIVER STREET, HOBOKEN, NJ 7030
Fiduciaryfee-onlySEC Registered
408-609-3725 www.linkedin.com/company/faropoint/ CRD #321107
$780M
Assets Managed
49
Clients
116
Employees
1
Years Active
since 2025

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 1 years.

Firm Details

Legal NameFAROPOINT VENTURES, LLC
CRD Number#321107
SEC RegisteredYes
Registration Date2025-05-20
States RegisteredNJ
Assets Under Management$780M
Number of Clients49
Employees116
Compensation Typefee-only
Last ADV Filing46111

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Frequently Asked Questions

Is FAROPOINT VENTURES, LLC a fiduciary?

Yes. FAROPOINT VENTURES, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does FAROPOINT VENTURES, LLC charge clients?

FAROPOINT VENTURES, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does FAROPOINT VENTURES, LLC have any complaints?

No. FAROPOINT VENTURES, LLC has zero complaints or disciplinary actions on file with the SEC or FINRA across 1 years of operation.

How does FAROPOINT VENTURES, LLC compare to other advisors in HOBOKEN?

FAROPOINT VENTURES, LLC has a Red Flag Score of 95/100. There are 6 registered advisory firms in HOBOKEN. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.