AdvisorRanked
87
Clean

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

725 15TH STREET NW, WASHINGTON, DC 20005-2109
commissionSEC Registered
202-626-5300 HTTP://WWW.FNFD.COM CRD #319
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$797M
Assets Managed
22
Clients
44
Employees
19
Years Active
since 2007

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46108. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: Yes

This firm is affiliated with a broker-dealer, which means they may earn commissions on product sales — creating a potential conflict between their revenue and your best interest.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46108

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 4.55 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameFOLGER NOLAN FLEMING DOUGLAS INCORPORATED
CRD Number#319
SEC RegisteredYes
Registration Date2007-04-24
States RegisteredDC
Assets Under Management$797M
Number of Clients22
Employees44
Compensation Typecommission
Last ADV Filing46108

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Frequently Asked Questions

Is FOLGER NOLAN FLEMING DOUGLAS INCORPORATED a fiduciary?

No. FOLGER NOLAN FLEMING DOUGLAS INCORPORATED is not registered as an RIA and is not legally bound by the fiduciary standard.

How does FOLGER NOLAN FLEMING DOUGLAS INCORPORATED charge clients?

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED uses a commission compensation model. They also earn commissions on product sales, which may create conflicts of interest. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does FOLGER NOLAN FLEMING DOUGLAS INCORPORATED have any complaints?

Yes. FOLGER NOLAN FLEMING DOUGLAS INCORPORATED has 1 complaint(s) on record. Their complaint ratio is 4.55 per 100 clients (industry average: ~0.15).

How does FOLGER NOLAN FLEMING DOUGLAS INCORPORATED compare to other advisors in WASHINGTON?

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED has a Red Flag Score of 87/100. There are 56 registered advisory firms in WASHINGTON. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46108. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.