AdvisorRanked
87
Clean

HARVEY INVESTMENT COMPANY, LLC

297 NORTH HUBBARDS LANE, LOUISVILLE, KY 40207
Fiduciaryfee-onlySEC Registered
502-339-8270 HTTP://WWW.HARVEYINVESTMENT.COM CRD #110482
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$1.0B
Assets Managed
4
Clients
4
Employees
26
Years Active
since 2000

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46154. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46154

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 25.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameHARVEY INVESTMENT COMPANY, LLC
CRD Number#110482
SEC RegisteredYes
Registration Date2000-10-26
States RegisteredKY
Assets Under Management$1.0B
Number of Clients4
Employees4
Compensation Typefee-only
Last ADV Filing46154

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Frequently Asked Questions

Is HARVEY INVESTMENT COMPANY, LLC a fiduciary?

Yes. HARVEY INVESTMENT COMPANY, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does HARVEY INVESTMENT COMPANY, LLC charge clients?

HARVEY INVESTMENT COMPANY, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does HARVEY INVESTMENT COMPANY, LLC have any complaints?

Yes. HARVEY INVESTMENT COMPANY, LLC has 1 complaint(s) on record. Their complaint ratio is 25.00 per 100 clients (industry average: ~0.15).

How does HARVEY INVESTMENT COMPANY, LLC compare to other advisors in LOUISVILLE?

HARVEY INVESTMENT COMPANY, LLC has a Red Flag Score of 87/100. There are 42 registered advisory firms in LOUISVILLE. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46154. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.