AdvisorRanked
79
Some Concerns

HIGHPOINT PLANNING PARTNERS

2651 WARRENVILLE ROAD, DOWNERS GROVE, IL 60515
Fiduciaryfee-onlySEC Registered
630-719-9222 www.twitter.com/TWGWealthPlan CRD #316636
Visit Website
$4.8B
Assets Managed
102
Clients
106
Employees
5
Years Active
since 2021

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46156. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46156

2 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 2

Complaint ratio: 1.96 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameHIGHPOINT PLANNING PARTNERS
CRD Number#316636
SEC RegisteredYes
Registration Date2021-10-29
States RegisteredIL
Assets Under Management$4.8B
Number of Clients102
Employees106
Compensation Typefee-only
Last ADV Filing46156

Other Advisors in DOWNERS GROVE

100

INVESCO CAPITAL MANAGEMENT LLC

DOWNERS GROVE, IL · Since 2003

$941.0B AUM39 clientsFee: 0%
FiduciaryFee-Only
100

CLEMENT STREET CAPITAL LLC

DOWNERS GROVE, IL · Since 2025

$141M AUM2 clientsFee: 0%
FiduciaryFee-Only
100

OPUS FINANCIAL SOLUTIONS LLC

DOWNERS GROVE, IL · Since 2021

$151M AUM3 clientsFee: 0%
FiduciaryFee-Only
View all advisors in DOWNERS GROVE →

Frequently Asked Questions

Is HIGHPOINT PLANNING PARTNERS a fiduciary?

Yes. HIGHPOINT PLANNING PARTNERS is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does HIGHPOINT PLANNING PARTNERS charge clients?

HIGHPOINT PLANNING PARTNERS uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does HIGHPOINT PLANNING PARTNERS have any complaints?

Yes. HIGHPOINT PLANNING PARTNERS has 2 complaint(s) on record. Their complaint ratio is 1.96 per 100 clients (industry average: ~0.15).

How does HIGHPOINT PLANNING PARTNERS compare to other advisors in DOWNERS GROVE?

HIGHPOINT PLANNING PARTNERS has a Red Flag Score of 79/100. There are 11 registered advisory firms in DOWNERS GROVE. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46156. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.