AdvisorRanked
92
Clean

HODGES CAPITAL MANAGEMENT INC

2905 MAPLE AVE, DALLAS, TX 75201
Fiduciaryfee-onlySEC Registered
888-878-4426 HTTPS://TWITTER.COM/HODGESCLIENT CRD #110080
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$1.2B
Assets Managed
10
Clients
20
Employees
36
Years Active
since 1990

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 45961. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint45961

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 10.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameHODGES CAPITAL MANAGEMENT INC
CRD Number#110080
SEC RegisteredYes
Registration Date1990-01-05
States RegisteredTX
Assets Under Management$1.2B
Number of Clients10
Employees20
Compensation Typefee-only
Last ADV Filing45961

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Frequently Asked Questions

Is HODGES CAPITAL MANAGEMENT INC a fiduciary?

Yes. HODGES CAPITAL MANAGEMENT INC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does HODGES CAPITAL MANAGEMENT INC charge clients?

HODGES CAPITAL MANAGEMENT INC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does HODGES CAPITAL MANAGEMENT INC have any complaints?

Yes. HODGES CAPITAL MANAGEMENT INC has 1 complaint(s) on record. Their complaint ratio is 10.00 per 100 clients (industry average: ~0.15).

How does HODGES CAPITAL MANAGEMENT INC compare to other advisors in DALLAS?

HODGES CAPITAL MANAGEMENT INC has a Red Flag Score of 92/100. There are 293 registered advisory firms in DALLAS. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 45961. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.