AdvisorRanked
64
Multiple Red Flags

HOXTON WEALTH

101 HUDSON STREET, JERSEY CITY, NJ 7302
Fiduciaryfee-onlySEC Registered
737-249-9620 www.facebook.com/hoxtonwealth/ CRD #307387
$804M
Assets Managed
34
Clients
74
Employees
4
Years Active
since 2022

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46160. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46160

2 regulatory action(s), 2 customer complaint(s)/arbitration(s), 1 financial judgment(s)/lien(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 2

Complaint ratio: 5.88 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameHOXTON WEALTH
CRD Number#307387
SEC RegisteredYes
Registration Date2022-03-29
States RegisteredNJ
Assets Under Management$804M
Number of Clients34
Employees74
Compensation Typefee-only
Last ADV Filing46160

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Frequently Asked Questions

Is HOXTON WEALTH a fiduciary?

Yes. HOXTON WEALTH is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does HOXTON WEALTH charge clients?

HOXTON WEALTH uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does HOXTON WEALTH have any complaints?

Yes. HOXTON WEALTH has 2 complaint(s) on record. Their complaint ratio is 5.88 per 100 clients (industry average: ~0.15).

How does HOXTON WEALTH compare to other advisors in JERSEY CITY?

HOXTON WEALTH has a Red Flag Score of 64/100. There are 23 registered advisory firms in JERSEY CITY. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46160. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.