AdvisorRanked
92
Clean

IMMACULATE WEALTH MANAGEMENT, LLC

2500 S. POWER ROAD, MESA, AZ 85209
Fiduciaryfee-onlySEC Registered
480-776-3511 HTTPS://WWW.LINKEDIN.COM/IN/JONAH-RAUGUTH-6478B3B6 CRD #167657
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$141M
Assets Managed
2
Clients
2
Employees
1
Years Active
since 2025

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46083. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46083

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 50.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameIMMACULATE WEALTH MANAGEMENT, LLC
CRD Number#167657
SEC RegisteredYes
Registration Date2025-04-17
States RegisteredAZ
Assets Under Management$141M
Number of Clients2
Employees2
Compensation Typefee-only
Last ADV Filing46083

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Frequently Asked Questions

Is IMMACULATE WEALTH MANAGEMENT, LLC a fiduciary?

Yes. IMMACULATE WEALTH MANAGEMENT, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does IMMACULATE WEALTH MANAGEMENT, LLC charge clients?

IMMACULATE WEALTH MANAGEMENT, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does IMMACULATE WEALTH MANAGEMENT, LLC have any complaints?

Yes. IMMACULATE WEALTH MANAGEMENT, LLC has 1 complaint(s) on record. Their complaint ratio is 50.00 per 100 clients (industry average: ~0.15).

How does IMMACULATE WEALTH MANAGEMENT, LLC compare to other advisors in MESA?

IMMACULATE WEALTH MANAGEMENT, LLC has a Red Flag Score of 92/100. There are 11 registered advisory firms in MESA. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46083. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.