AdvisorRanked
30
Multiple Red Flags

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

111 NORTH ORANGE AVENUE, ORLANDO, FL 32801
Fiduciaryfee-onlySEC Registered
407-254-1500 http://WWW.IAAC.COM CRD #144426
Visit Website
$2.6B
Assets Managed
113
Clients
124
Employees
19
Years Active
since 2007

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46052. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46052

11 regulatory action(s), 13 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 13

Complaint ratio: 11.50 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameINTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CRD Number#144426
SEC RegisteredYes
Registration Date2007-07-05
States RegisteredFL
Assets Under Management$2.6B
Number of Clients113
Employees124
Compensation Typefee-only
Last ADV Filing46052

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Frequently Asked Questions

Is INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC a fiduciary?

Yes. INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC charge clients?

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC have any complaints?

Yes. INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC has 13 complaint(s) on record. Their complaint ratio is 11.50 per 100 clients (industry average: ~0.15).

How does INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC compare to other advisors in ORLANDO?

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC has a Red Flag Score of 30/100. There are 37 registered advisory firms in ORLANDO. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46052. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.