AdvisorRanked
90
Clean

IVANOFF WEALTH MANAGEMENT INC.

6021 KATELLA AVE, CYPRESS, CA 90630
Fiduciaryfee-onlySEC Registered
714-262-1658 http://ivanoffwealthmanagement.com/ CRD #325275
$174M
Assets Managed
3
Clients
3
Employees
1
Years Active
since 2025

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46126. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

regulatory46126

1 regulatory action(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 0

Complaint ratio: 0.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameIVANOFF WEALTH MANAGEMENT INC.
CRD Number#325275
SEC RegisteredYes
Registration Date2025-04-04
States RegisteredCA
Assets Under Management$174M
Number of Clients3
Employees3
Compensation Typefee-only
Last ADV Filing46126

Frequently Asked Questions

Is IVANOFF WEALTH MANAGEMENT INC. a fiduciary?

Yes. IVANOFF WEALTH MANAGEMENT INC. is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does IVANOFF WEALTH MANAGEMENT INC. charge clients?

IVANOFF WEALTH MANAGEMENT INC. uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does IVANOFF WEALTH MANAGEMENT INC. have any complaints?

No. IVANOFF WEALTH MANAGEMENT INC. has zero complaints or disciplinary actions on file with the SEC or FINRA across 1 years of operation.

How does IVANOFF WEALTH MANAGEMENT INC. compare to other advisors in CYPRESS?

IVANOFF WEALTH MANAGEMENT INC. has a Red Flag Score of 90/100. There are many registered advisory firms in CYPRESS. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46126. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.