AdvisorRanked
82
Some Concerns

MMA ASSET MANAGEMENT LLC

161 WASHINGTON STREET, CONSHOHOCKEN, PA 19428
Fiduciaryfee-onlySEC Registered
610-684-3200 www.marshmma.com/us/solutions/wealth-management.html CRD #155426
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$788M
Assets Managed
18
Clients
19
Employees
16
Years Active
since 2010

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46108. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46108

1 regulatory action(s), 1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 5.56 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameMMA ASSET MANAGEMENT LLC
CRD Number#155426
SEC RegisteredYes
Registration Date2010-11-10
States RegisteredPA
Assets Under Management$788M
Number of Clients18
Employees19
Compensation Typefee-only
Last ADV Filing46108

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Frequently Asked Questions

Is MMA ASSET MANAGEMENT LLC a fiduciary?

Yes. MMA ASSET MANAGEMENT LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does MMA ASSET MANAGEMENT LLC charge clients?

MMA ASSET MANAGEMENT LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does MMA ASSET MANAGEMENT LLC have any complaints?

Yes. MMA ASSET MANAGEMENT LLC has 1 complaint(s) on record. Their complaint ratio is 5.56 per 100 clients (industry average: ~0.15).

How does MMA ASSET MANAGEMENT LLC compare to other advisors in CONSHOHOCKEN?

MMA ASSET MANAGEMENT LLC has a Red Flag Score of 82/100. There are 21 registered advisory firms in CONSHOHOCKEN. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46108. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.