AdvisorRanked
92
Clean

OCEANIQ CAPITAL, LLC

275 SHORELINE DRIVE, REDWOOD CITY, CA 94065
Fiduciaryfee-onlySEC Registered
(415) 432-7580 HTTP://WWW.OCEANIQCAPITAL.COM CRD #168062
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$334M
Assets Managed
4
Clients
7
Employees
8
Years Active
since 2018

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46136. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46136

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 25.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameOCEANIQ CAPITAL, LLC
CRD Number#168062
SEC RegisteredYes
Registration Date2018-08-29
States RegisteredCA
Assets Under Management$334M
Number of Clients4
Employees7
Compensation Typefee-only
Last ADV Filing46136

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Frequently Asked Questions

Is OCEANIQ CAPITAL, LLC a fiduciary?

Yes. OCEANIQ CAPITAL, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does OCEANIQ CAPITAL, LLC charge clients?

OCEANIQ CAPITAL, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does OCEANIQ CAPITAL, LLC have any complaints?

Yes. OCEANIQ CAPITAL, LLC has 1 complaint(s) on record. Their complaint ratio is 25.00 per 100 clients (industry average: ~0.15).

How does OCEANIQ CAPITAL, LLC compare to other advisors in REDWOOD CITY?

OCEANIQ CAPITAL, LLC has a Red Flag Score of 92/100. There are 8 registered advisory firms in REDWOOD CITY. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46136. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.