AdvisorRanked
35
Multiple Red Flags

ONEAMERICA SECURITIES, INC.

ONE AMERICAN SQUARE, INDIANAPOLIS, IN 46282
commissionSEC Registered
877-285-3863 HTTP://WWW.ONEAMERICASECURITIES.COM/ CRD #4173
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$306M
Assets Managed
306
Clients
340
Employees
27
Years Active
since 1999

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46112. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: Yes

This firm is affiliated with a broker-dealer, which means they may earn commissions on product sales — creating a potential conflict between their revenue and your best interest.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46112

3 regulatory action(s), 4 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 4

Complaint ratio: 1.31 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameONEAMERICA SECURITIES, INC.
CRD Number#4173
SEC RegisteredYes
Registration Date1999-09-13
States RegisteredIN
Assets Under Management$306M
Number of Clients306
Employees340
Compensation Typecommission
Last ADV Filing46112

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Frequently Asked Questions

Is ONEAMERICA SECURITIES, INC. a fiduciary?

No. ONEAMERICA SECURITIES, INC. is not registered as an RIA and is not legally bound by the fiduciary standard.

How does ONEAMERICA SECURITIES, INC. charge clients?

ONEAMERICA SECURITIES, INC. uses a commission compensation model. They also earn commissions on product sales, which may create conflicts of interest. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does ONEAMERICA SECURITIES, INC. have any complaints?

Yes. ONEAMERICA SECURITIES, INC. has 4 complaint(s) on record. Their complaint ratio is 1.31 per 100 clients (industry average: ~0.15).

How does ONEAMERICA SECURITIES, INC. compare to other advisors in INDIANAPOLIS?

ONEAMERICA SECURITIES, INC. has a Red Flag Score of 35/100. There are 52 registered advisory firms in INDIANAPOLIS. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46112. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.