AdvisorRanked
90
Clean

OPPENHEIMERFUNDS INC

1331 SPRING STREET NW, ATLANTA, GA 30309
Fiduciaryfee-onlySEC Registered
404-892-0896 CRD #104983
$828K
Assets Managed
4
Clients
15
Employees
55
Years Active
since 1971

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

regulatory46111

1 regulatory action(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 0

Complaint ratio: 0.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameOPPENHEIMERFUNDS INC
CRD Number#104983
SEC RegisteredYes
Registration Date1971-12-13
States RegisteredGA
Assets Under Management$828K
Number of Clients4
Employees15
Compensation Typefee-only
Last ADV Filing46111

Other Advisors in ATLANTA

100

EADS & HEALD WEALTH MANAGEMENT

ATLANTA, GA · Since 1987

$240M AUM4 clientsFee: 0%
FiduciaryFee-Only
100

SHAPIRO CAPITAL MANAGEMENT LLC

ATLANTA, GA · Since 1989

$2.0B AUM4 clientsFee: 0%
FiduciaryFee-Only
100

LCG ASSOCIATES, INC.

ATLANTA, GA · Since 1982

$2.6B AUM48 clientsFee: 0%
FiduciaryFee-Only
View all advisors in ATLANTA →

Frequently Asked Questions

Is OPPENHEIMERFUNDS INC a fiduciary?

Yes. OPPENHEIMERFUNDS INC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does OPPENHEIMERFUNDS INC charge clients?

OPPENHEIMERFUNDS INC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does OPPENHEIMERFUNDS INC have any complaints?

No. OPPENHEIMERFUNDS INC has zero complaints or disciplinary actions on file with the SEC or FINRA across 55 years of operation.

How does OPPENHEIMERFUNDS INC compare to other advisors in ATLANTA?

OPPENHEIMERFUNDS INC has a Red Flag Score of 90/100. There are 189 registered advisory firms in ATLANTA. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.