AdvisorRanked
92
Clean

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

4745 W. 136TH STREET, LEAWOOD, KS 66224
Fiduciaryfee-onlySEC Registered
913-295-9500 www.facebook.com/prevailiws CRD #288641
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$932M
Assets Managed
31
Clients
41
Employees
4
Years Active
since 2022

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46140. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46140

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 3.23 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NamePREVAIL INNOVATIVE WEALTH ADVISORS, LLC
CRD Number#288641
SEC RegisteredYes
Registration Date2022-04-19
States RegisteredKS
Assets Under Management$932M
Number of Clients31
Employees41
Compensation Typefee-only
Last ADV Filing46140

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Frequently Asked Questions

Is PREVAIL INNOVATIVE WEALTH ADVISORS, LLC a fiduciary?

Yes. PREVAIL INNOVATIVE WEALTH ADVISORS, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does PREVAIL INNOVATIVE WEALTH ADVISORS, LLC charge clients?

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does PREVAIL INNOVATIVE WEALTH ADVISORS, LLC have any complaints?

Yes. PREVAIL INNOVATIVE WEALTH ADVISORS, LLC has 1 complaint(s) on record. Their complaint ratio is 3.23 per 100 clients (industry average: ~0.15).

How does PREVAIL INNOVATIVE WEALTH ADVISORS, LLC compare to other advisors in LEAWOOD?

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC has a Red Flag Score of 92/100. There are 12 registered advisory firms in LEAWOOD. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46140. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.