AdvisorRanked
95
Clean

PSC CAPITAL PARTNERS LLC

350 NORTH 5TH STREET, MINNEAPOLIS, MN 55401
Fiduciaryfee-onlySEC Registered
612-303-6000 http://www.linkedin/company/pipersandler.com CRD #165620
$241M
Assets Managed
7
Clients
19
Employees
14
Years Active
since 2012

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46107. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 14 years.

Firm Details

Legal NamePSC CAPITAL PARTNERS LLC
CRD Number#165620
SEC RegisteredYes
Registration Date2012-11-30
States RegisteredMN
Assets Under Management$241M
Number of Clients7
Employees19
Compensation Typefee-only
Last ADV Filing46107

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Frequently Asked Questions

Is PSC CAPITAL PARTNERS LLC a fiduciary?

Yes. PSC CAPITAL PARTNERS LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does PSC CAPITAL PARTNERS LLC charge clients?

PSC CAPITAL PARTNERS LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does PSC CAPITAL PARTNERS LLC have any complaints?

No. PSC CAPITAL PARTNERS LLC has zero complaints or disciplinary actions on file with the SEC or FINRA across 14 years of operation.

How does PSC CAPITAL PARTNERS LLC compare to other advisors in MINNEAPOLIS?

PSC CAPITAL PARTNERS LLC has a Red Flag Score of 95/100. There are 80 registered advisory firms in MINNEAPOLIS. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46107. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.