AdvisorRanked
95
Clean

SCHAPER BENZ & WISE INVESTMENT COUNSEL INC

40 JEWELERS PARK DR, NEENAH, WI 54956
Fiduciaryfee-onlySEC Registered
920-727-1137 HTTP://WWW.SBW-INVEST.COM/ CRD #107630
$1.8B
Assets Managed
11
Clients
15
Employees
34
Years Active
since 1992

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46107. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

Clean Record

No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 34 years.

Firm Details

Legal NameSCHAPER BENZ & WISE INVESTMENT COUNSEL INC
CRD Number#107630
SEC RegisteredYes
Registration Date1992-04-16
States RegisteredWI
Assets Under Management$1.8B
Number of Clients11
Employees15
Compensation Typefee-only
Last ADV Filing46107

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Frequently Asked Questions

Is SCHAPER BENZ & WISE INVESTMENT COUNSEL INC a fiduciary?

Yes. SCHAPER BENZ & WISE INVESTMENT COUNSEL INC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does SCHAPER BENZ & WISE INVESTMENT COUNSEL INC charge clients?

SCHAPER BENZ & WISE INVESTMENT COUNSEL INC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does SCHAPER BENZ & WISE INVESTMENT COUNSEL INC have any complaints?

No. SCHAPER BENZ & WISE INVESTMENT COUNSEL INC has zero complaints or disciplinary actions on file with the SEC or FINRA across 34 years of operation.

How does SCHAPER BENZ & WISE INVESTMENT COUNSEL INC compare to other advisors in NEENAH?

SCHAPER BENZ & WISE INVESTMENT COUNSEL INC has a Red Flag Score of 95/100. There are 2 registered advisory firms in NEENAH. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46107. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.