AdvisorRanked
92
Clean

SISUNG INVESTMENT MANAGEMENT SERVICES LLC

3850 N. CAUSEWAY BLVD., METAIRIE, LA 70002
Fiduciaryfee-onlySEC Registered
504-544-7700 HTTPS://WWW.SISUNGINVESTMENTS.COM CRD #107318
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$1.9B
Assets Managed
4
Clients
7
Employees
31
Years Active
since 1995

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46100. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46100

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 25.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameSISUNG INVESTMENT MANAGEMENT SERVICES LLC
CRD Number#107318
SEC RegisteredYes
Registration Date1995-08-18
States RegisteredLA
Assets Under Management$1.9B
Number of Clients4
Employees7
Compensation Typefee-only
Last ADV Filing46100

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Frequently Asked Questions

Is SISUNG INVESTMENT MANAGEMENT SERVICES LLC a fiduciary?

Yes. SISUNG INVESTMENT MANAGEMENT SERVICES LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does SISUNG INVESTMENT MANAGEMENT SERVICES LLC charge clients?

SISUNG INVESTMENT MANAGEMENT SERVICES LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does SISUNG INVESTMENT MANAGEMENT SERVICES LLC have any complaints?

Yes. SISUNG INVESTMENT MANAGEMENT SERVICES LLC has 1 complaint(s) on record. Their complaint ratio is 25.00 per 100 clients (industry average: ~0.15).

How does SISUNG INVESTMENT MANAGEMENT SERVICES LLC compare to other advisors in METAIRIE?

SISUNG INVESTMENT MANAGEMENT SERVICES LLC has a Red Flag Score of 92/100. There are 13 registered advisory firms in METAIRIE. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46100. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.