AdvisorRanked
92
Clean

STRATEGIC PLANNING GROUP, INC.

57 RIVER STREET, WELLESLEY, MA 2481
Fiduciaryfee-onlySEC Registered
781-444-9010 HTTP://WWW.SPGNEEDHAM.COM CRD #124855
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$219M
Assets Managed
2
Clients
3
Employees
15
Years Active
since 2011

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46098. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46098

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 50.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameSTRATEGIC PLANNING GROUP, INC.
CRD Number#124855
SEC RegisteredYes
Registration Date2011-07-15
States RegisteredMA
Assets Under Management$219M
Number of Clients2
Employees3
Compensation Typefee-only
Last ADV Filing46098

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Frequently Asked Questions

Is STRATEGIC PLANNING GROUP, INC. a fiduciary?

Yes. STRATEGIC PLANNING GROUP, INC. is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does STRATEGIC PLANNING GROUP, INC. charge clients?

STRATEGIC PLANNING GROUP, INC. uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does STRATEGIC PLANNING GROUP, INC. have any complaints?

Yes. STRATEGIC PLANNING GROUP, INC. has 1 complaint(s) on record. Their complaint ratio is 50.00 per 100 clients (industry average: ~0.15).

How does STRATEGIC PLANNING GROUP, INC. compare to other advisors in WELLESLEY?

STRATEGIC PLANNING GROUP, INC. has a Red Flag Score of 92/100. There are 15 registered advisory firms in WELLESLEY. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46098. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.