AdvisorRanked
90
Clean

TACTICAL FUND ADVISORS, LLC

11726 SEVEN GABLES RD, CINCINNATI, OH 45249
Fiduciaryfee-onlySEC Registered
513-987-4458 tfafunds.com/ CRD #298049
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$170M
Assets Managed
3
Clients
7
Employees
8
Years Active
since 2018

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46120. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

regulatory46120

1 regulatory action(s), 1 termination(s) from a firm disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 0

Complaint ratio: 0.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameTACTICAL FUND ADVISORS, LLC
CRD Number#298049
SEC RegisteredYes
Registration Date2018-11-02
States RegisteredOH
Assets Under Management$170M
Number of Clients3
Employees7
Compensation Typefee-only
Last ADV Filing46120

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Frequently Asked Questions

Is TACTICAL FUND ADVISORS, LLC a fiduciary?

Yes. TACTICAL FUND ADVISORS, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does TACTICAL FUND ADVISORS, LLC charge clients?

TACTICAL FUND ADVISORS, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does TACTICAL FUND ADVISORS, LLC have any complaints?

No. TACTICAL FUND ADVISORS, LLC has zero complaints or disciplinary actions on file with the SEC or FINRA across 8 years of operation.

How does TACTICAL FUND ADVISORS, LLC compare to other advisors in CINCINNATI?

TACTICAL FUND ADVISORS, LLC has a Red Flag Score of 90/100. There are 83 registered advisory firms in CINCINNATI. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46120. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.