AdvisorRanked
72
Some Concerns

TRANSAMERICA ASSET MANAGEMENT, INC.

1801 CALIFORNIA STREET, DENVER, CO 80202
Fiduciaryfee-onlySEC Registered
720-482-1500 HTTPS://WWW.LINKEDIN.COM/COMPANY/TRANSAMERICA CRD #107376
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$65.9B
Assets Managed
8
Clients
53
Employees
30
Years Active
since 1996

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46148. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46148

2 regulatory action(s), 1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 12.50 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameTRANSAMERICA ASSET MANAGEMENT, INC.
CRD Number#107376
SEC RegisteredYes
Registration Date1996-12-31
States RegisteredCO
Assets Under Management$65.9B
Number of Clients8
Employees53
Compensation Typefee-only
Last ADV Filing46148

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Frequently Asked Questions

Is TRANSAMERICA ASSET MANAGEMENT, INC. a fiduciary?

Yes. TRANSAMERICA ASSET MANAGEMENT, INC. is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does TRANSAMERICA ASSET MANAGEMENT, INC. charge clients?

TRANSAMERICA ASSET MANAGEMENT, INC. uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does TRANSAMERICA ASSET MANAGEMENT, INC. have any complaints?

Yes. TRANSAMERICA ASSET MANAGEMENT, INC. has 1 complaint(s) on record. Their complaint ratio is 12.50 per 100 clients (industry average: ~0.15).

How does TRANSAMERICA ASSET MANAGEMENT, INC. compare to other advisors in DENVER?

TRANSAMERICA ASSET MANAGEMENT, INC. has a Red Flag Score of 72/100. There are 148 registered advisory firms in DENVER. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46148. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.