AdvisorRanked
87
Clean

TUDOR INVESTMENT CORPORATION

200 ELM STREET, STAMFORD, CT 06902-3826
Fiduciaryfee-onlySEC Registered
203-863-6700 HTTPS://WWW.TUDOR.COM CRD #159792
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$106.8B
Assets Managed
275
Clients
483
Employees
14
Years Active
since 2012

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46111

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 0.36 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameTUDOR INVESTMENT CORPORATION
CRD Number#159792
SEC RegisteredYes
Registration Date2012-03-30
States RegisteredCT
Assets Under Management$106.8B
Number of Clients275
Employees483
Compensation Typefee-only
Last ADV Filing46111

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Frequently Asked Questions

Is TUDOR INVESTMENT CORPORATION a fiduciary?

Yes. TUDOR INVESTMENT CORPORATION is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does TUDOR INVESTMENT CORPORATION charge clients?

TUDOR INVESTMENT CORPORATION uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does TUDOR INVESTMENT CORPORATION have any complaints?

Yes. TUDOR INVESTMENT CORPORATION has 1 complaint(s) on record. Their complaint ratio is 0.36 per 100 clients (industry average: ~0.15).

How does TUDOR INVESTMENT CORPORATION compare to other advisors in STAMFORD?

TUDOR INVESTMENT CORPORATION has a Red Flag Score of 87/100. There are 114 registered advisory firms in STAMFORD. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.