AdvisorRanked
92
Clean

VANGUARD PERSONALIZED INDEXING MANAGEMENT

1611 TELEGRAPH AVE., SUITE 1100, OAKLAND, CA 94612
Fiduciaryfee-onlySEC Registered
844-317-5190 www.facebook.com/vanguard CRD #285366
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$11.4B
Assets Managed
5
Clients
39
Employees
7
Years Active
since 2019

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46111

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 20.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameVANGUARD PERSONALIZED INDEXING MANAGEMENT
CRD Number#285366
SEC RegisteredYes
Registration Date2019-01-30
States RegisteredCA
Assets Under Management$11.4B
Number of Clients5
Employees39
Compensation Typefee-only
Last ADV Filing46111

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Frequently Asked Questions

Is VANGUARD PERSONALIZED INDEXING MANAGEMENT a fiduciary?

Yes. VANGUARD PERSONALIZED INDEXING MANAGEMENT is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does VANGUARD PERSONALIZED INDEXING MANAGEMENT charge clients?

VANGUARD PERSONALIZED INDEXING MANAGEMENT uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does VANGUARD PERSONALIZED INDEXING MANAGEMENT have any complaints?

Yes. VANGUARD PERSONALIZED INDEXING MANAGEMENT has 1 complaint(s) on record. Their complaint ratio is 20.00 per 100 clients (industry average: ~0.15).

How does VANGUARD PERSONALIZED INDEXING MANAGEMENT compare to other advisors in OAKLAND?

VANGUARD PERSONALIZED INDEXING MANAGEMENT has a Red Flag Score of 92/100. There are 18 registered advisory firms in OAKLAND. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.