AdvisorRanked
84
Some Concerns

VEST FINANCIAL LLC

8350 BROAD ST, MCLEAN, VA 22102-5150
Fiduciaryfee-onlySEC Registered
855-979-6060 www.youtube.com/channel/UCu2rwA5UKw75qZtk7xrhp3A CRD #165976
Visit Website
$51.8B
Assets Managed
12
Clients
52
Employees
13
Years Active
since 2013

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46111. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46111

2 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 2

Complaint ratio: 16.67 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameVEST FINANCIAL LLC
CRD Number#165976
SEC RegisteredYes
Registration Date2013-01-03
States RegisteredVA
Assets Under Management$51.8B
Number of Clients12
Employees52
Compensation Typefee-only
Last ADV Filing46111

Other Advisors in MCLEAN

100

AEGIS FINANCIAL CORPORATION

MCLEAN, VA · Since 1994

$1.4B AUM4 clientsFee: 0%
FiduciaryFee-Only
100

ALPHA FINANCIAL ADVISORS, LLC

MCLEAN, VA · Since 2017

$218M AUM5 clientsFee: 0%
FiduciaryFee-Only
100

CHESAPEAKE INVESTMENT MANAGEMENT LLC

MCLEAN, VA · Since 2002

$205M AUM4 clientsFee: 0%
FiduciaryFee-Only
View all advisors in MCLEAN →

Frequently Asked Questions

Is VEST FINANCIAL LLC a fiduciary?

Yes. VEST FINANCIAL LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does VEST FINANCIAL LLC charge clients?

VEST FINANCIAL LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does VEST FINANCIAL LLC have any complaints?

Yes. VEST FINANCIAL LLC has 2 complaint(s) on record. Their complaint ratio is 16.67 per 100 clients (industry average: ~0.15).

How does VEST FINANCIAL LLC compare to other advisors in MCLEAN?

VEST FINANCIAL LLC has a Red Flag Score of 84/100. There are 32 registered advisory firms in MCLEAN. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46111. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.