AdvisorRanked
79
Some Concerns

WALLEYE CAPITAL LLC

401 LAKE STREET EAST, WAYZATA, MN 55391
Fiduciaryfee-onlySEC Registered
952-345-5200 HTTP://WWW.WALLEYECAPITAL.COM CRD #161413
Visit Website
$52.1B
Assets Managed
138
Clients
380
Employees
8
Years Active
since 2018

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 46120. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: Yes

This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint46120

2 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 2

Complaint ratio: 1.45 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameWALLEYE CAPITAL LLC
CRD Number#161413
SEC RegisteredYes
Registration Date2018-07-30
States RegisteredMN
Assets Under Management$52.1B
Number of Clients138
Employees380
Compensation Typefee-only
Last ADV Filing46120

Other Advisors in WAYZATA

100

PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.

WAYZATA, MN · Since 2014

$505M AUM4 clientsFee: 0%
FiduciaryFee-Only
100

WAYZATA INVESTMENT PARTNERS LLC

WAYZATA, MN · Since 2004

$9M AUM2 clientsFee: 0%
FiduciaryFee-Only
100

BANNERSTONE CAPITAL

WAYZATA, MN · Since 2025

$155M AUM3 clientsFee: 0%
FiduciaryFee-Only
View all advisors in WAYZATA →

Frequently Asked Questions

Is WALLEYE CAPITAL LLC a fiduciary?

Yes. WALLEYE CAPITAL LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does WALLEYE CAPITAL LLC charge clients?

WALLEYE CAPITAL LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does WALLEYE CAPITAL LLC have any complaints?

Yes. WALLEYE CAPITAL LLC has 2 complaint(s) on record. Their complaint ratio is 1.45 per 100 clients (industry average: ~0.15).

How does WALLEYE CAPITAL LLC compare to other advisors in WAYZATA?

WALLEYE CAPITAL LLC has a Red Flag Score of 79/100. There are 16 registered advisory firms in WAYZATA. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46120. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.