WELLMENT FINANCIAL
Compensation Model
Compensation type disclosed on SEC Form ADV Item 5C. Filed 46158. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.
Conflict of Interest Analysis
Broker-Dealer Affiliated: No
No broker-dealer affiliation. Lower risk of commission-driven advice.
Insurance Licensed: No
Not insurance licensed. Cannot sell you annuity or insurance products directly.
Custody of Client Assets: Yes
This firm has direct custody of client assets, rather than using an independent custodian. This is a higher-risk arrangement that requires additional regulatory safeguards.
Proprietary Products: No
Uses only third-party investment products. No proprietary product conflicts.
Regulatory & Disciplinary History
Clean Record
No disciplinary events, regulatory actions, or customer complaints on file with the SEC or FINRA. This firm has maintained a spotless regulatory record for 5 years.
Firm Details
| Legal Name | WELLMENT FINANCIAL |
| CRD Number | #166746 |
| SEC Registered | Yes |
| Registration Date | 2021-09-07 |
| States Registered | IL |
| Assets Under Management | $313M |
| Number of Clients | 11 |
| Employees | 21 |
| Compensation Type | fee-only |
| Last ADV Filing | 46158 |
Other Advisors in ELMHURST
GRAYBILL WEALTH MANAGEMENT, LTD.
ELMHURST, IL · Since 1969
SAWYER FALDUTO ASSET MANAGEMENT, LLC
ELMHURST, IL · Since 2007
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
ELMHURST, IL · Since 1989
Frequently Asked Questions
Is WELLMENT FINANCIAL a fiduciary?
Yes. WELLMENT FINANCIAL is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.
How does WELLMENT FINANCIAL charge clients?
WELLMENT FINANCIAL uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.
Does WELLMENT FINANCIAL have any complaints?
No. WELLMENT FINANCIAL has zero complaints or disciplinary actions on file with the SEC or FINRA across 5 years of operation.
How does WELLMENT FINANCIAL compare to other advisors in ELMHURST?
WELLMENT FINANCIAL has a Red Flag Score of 95/100. There are 5 registered advisory firms in ELMHURST. Use our city page to compare firms side by side.
Where does this data come from?
All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.
Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 46158. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.