AdvisorRanked
92
Clean

WISCONSIN CAPITAL MANAGEMENT, LLC

8020 EXCELSIOR DRIVE STE. 402, MADISON, WI 53717
Fiduciaryfee-onlySEC Registered
608-960-4616 www.plumbfunds.com CRD #110394
Visit Website
$257M
Assets Managed
2
Clients
5
Employees
29
Years Active
since 1997

Compensation Model

% of Assets (AUM)
Hourly Fees
Fixed / Flat Fees
Commissions
Performance Fees

Compensation type disclosed on SEC Form ADV Item 5C. Filed 45900. Specific fee percentages are available in this firm's Form ADV Part 2A brochure at adviserinfo.sec.gov.

Conflict of Interest Analysis

Broker-Dealer Affiliated: No

No broker-dealer affiliation. Lower risk of commission-driven advice.

Insurance Licensed: No

Not insurance licensed. Cannot sell you annuity or insurance products directly.

Custody of Client Assets: No

Assets held at an independent custodian (e.g., Schwab, Fidelity, TD Ameritrade). This is the standard, lower-risk arrangement.

Proprietary Products: No

Uses only third-party investment products. No proprietary product conflicts.

Regulatory & Disciplinary History

complaint45900

1 customer complaint(s)/arbitration(s) disclosed on Form ADV Item 11.

Resolved

Total complaints on record: 1

Complaint ratio: 50.00 per 100 clients

Industry average is approximately 0.15 complaints per 100 clients. A ratio above 0.30 is considered elevated.

Firm Details

Legal NameWISCONSIN CAPITAL MANAGEMENT, LLC
CRD Number#110394
SEC RegisteredYes
Registration Date1997-01-29
States RegisteredWI
Assets Under Management$257M
Number of Clients2
Employees5
Compensation Typefee-only
Last ADV Filing45900

Other Advisors in MADISON

100

TRUSTAGE INVESTMENT MANAGEMENT

MADISON, WI · Since 1983

$39.5B AUM41 clientsFee: 0%
FiduciaryFee-Only
100

SYCAMORE INVESTMENT CONSULTING SERVICES, LLC

MADISON, WI · Since 2025

$160M AUM2 clientsFee: 0%
FiduciaryFee-Only
100

MADISON ASSET MANAGEMENT

MADISON, WI · Since 2004

$4.9B AUM44 clientsFee: 0%
FiduciaryFee-Only
View all advisors in MADISON →

Frequently Asked Questions

Is WISCONSIN CAPITAL MANAGEMENT, LLC a fiduciary?

Yes. WISCONSIN CAPITAL MANAGEMENT, LLC is a registered investment adviser (RIA) with the SEC, which means they are legally required to act as a fiduciary — putting your interests ahead of their own.

How does WISCONSIN CAPITAL MANAGEMENT, LLC charge clients?

WISCONSIN CAPITAL MANAGEMENT, LLC uses a fee-only compensation model. Full fee details are in their Form ADV Part 2A brochure at adviserinfo.sec.gov.

Does WISCONSIN CAPITAL MANAGEMENT, LLC have any complaints?

Yes. WISCONSIN CAPITAL MANAGEMENT, LLC has 1 complaint(s) on record. Their complaint ratio is 50.00 per 100 clients (industry average: ~0.15).

How does WISCONSIN CAPITAL MANAGEMENT, LLC compare to other advisors in MADISON?

WISCONSIN CAPITAL MANAGEMENT, LLC has a Red Flag Score of 92/100. There are 31 registered advisory firms in MADISON. Use our city page to compare firms side by side.

Where does this data come from?

All information is sourced from SEC Form ADV public filings (mandatory regulatory disclosures) and FINRA BrokerCheck records. Last updated: 2026-06-24. We do not accept payment from financial advisors.

Data source: SEC Form ADV (Parts 1 and 2A) filed with the Investment Adviser Registration Depository (IARD). Filing date: 45900. Last data refresh: 2026-06-24. AdvisorRanked does not verify the accuracy of SEC filings. This is not financial advice.