AdvisorRanked

Best Financial Advisors in APPLETON, Wisconsin

Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.

15
Registered Firms
0.95%
Median Fee
of assets/year
$408M
Median AUM
15
Firms Listed
in our database

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Top Rated Established Verified15 firms shown

Top-Ranked Advisors in APPLETON

#1
89

WINCH FINANCIAL

APPLETON, WI · Since 1998

$580M AUM17 clientsFee: 0%
FiduciaryFee-Only
#2
89

GATEWAY WEALTH PARTNERS, LLC

APPLETON, WI · Since 2022

$2.3B AUM83 clientsFee: 0%
FiduciaryFee-Only
#3
88

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

APPLETON, WI · Since 2018

$1.0B AUM8 clientsFee: 0%
FiduciaryFee-Only
#4
88

COPPER HARBOR INVESTMENT ADVISORS, LLC

APPLETON, WI · Since 2015

$805M AUM6 clientsFee: 0%
FiduciaryFee-Only
#5
87

ETF MODEL SOLUTIONS, LLC

APPLETON, WI · Since 2015

$18M AUM10 clientsFee: 0%
FiduciaryFee-Only
#6
86

AVAII WEALTH MANAGEMENT, LLC

APPLETON, WI · Since 2018

$603M AUM10 clientsFee: 0%
FiduciaryFee-Only
#7
84

CORNERSTONE FINANCIAL GROUP

APPLETON, WI · Since 2023

$220M AUM5 clientsFee: 0%
FiduciaryFee-Only
#8
83

COLLAR CAPITAL MANAGEMENT, LLC

APPLETON, WI · Since 2024

$176M AUM3 clientsFee: 0%
FiduciaryFee-Only
#9
83

STONEHAVEN WEALTH & TAX SOLUTIONS

APPLETON, WI · Since 2024

$168M AUM3 clientsFee: 0%
FiduciaryFee-Only
#10
82

PROFESSIONAL FINANCIAL MANAGEMENT, INC.

APPLETON, WI · Since 2026

$116M AUM3 clientsFee: 0%
FiduciaryFee-Only
#11
79

SUMNICHT & ASSOCIATES, LLC

APPLETON, WI · Since 2001

$108M AUM3 clientsFee: 0%
FiduciaryFee-Only
#12
79

ISECTORS, LLC

APPLETON, WI · Since 2008

$0 AUM3 clientsFee: 0%
FiduciaryFee-Only
#13
78

KOM WEALTH MANAGEMENT GROUP, LLC

APPLETON, WI · Since 2007

$408M AUM7 clientsFee: 0%
FiduciaryFee-Only
#14
77

ENDOWMENT WEALTH MANAGEMENT, INC.

APPLETON, WI · Since 2018

$609M AUM10 clientsFee: 0%
FiduciaryFee-Only
#15
76

CONCEPTUAL FINANCIAL ADVISORS, LLC

APPLETON, WI · Since 2022

$190M AUM1 clientsFee: 0%
FiduciaryFee-Only

Frequently Asked Questions

How are advisors ranked?

We use a Trust Score (0–100) based on SEC Form ADV disclosures. Firms start at a base and receive points for positive signals (fiduciary status, years established, client base) with deductions for disciplinary events, complaints, and conflicts.

What's the average financial advisor fee in APPLETON?

The median advisory fee in APPLETON, WI is 0.95% of assets under management per year, based on Form ADV filings from 15 registered firms.

Where does this data come from?

All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.