AdvisorRanked

Best Financial Advisors in APPLETON, Wisconsin

Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.

15
Registered Firms
0.95%
Median Fee
of assets/year
$408M
Median AUM
15
Firms Listed
in our database

Top-Ranked Advisors in APPLETON

#1
100

WINCH FINANCIAL

APPLETON, WI · Since 1998

$580M AUM17 clientsFee: 0%
FiduciaryFee-Only
#2
100

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

APPLETON, WI · Since 2018

$1.0B AUM8 clientsFee: 0%
FiduciaryFee-Only
#3
100

COLLAR CAPITAL MANAGEMENT, LLC

APPLETON, WI · Since 2024

$176M AUM3 clientsFee: 0%
FiduciaryFee-Only
#4
100

PROFESSIONAL FINANCIAL MANAGEMENT, INC.

APPLETON, WI · Since 2026

$116M AUM3 clientsFee: 0%
FiduciaryFee-Only
#5
100

ETF MODEL SOLUTIONS, LLC

APPLETON, WI · Since 2015

$18M AUM10 clientsFee: 0%
FiduciaryFee-Only
#6
100

COPPER HARBOR INVESTMENT ADVISORS, LLC

APPLETON, WI · Since 2015

$805M AUM6 clientsFee: 0%
FiduciaryFee-Only
#7
100

AVAII WEALTH MANAGEMENT, LLC

APPLETON, WI · Since 2018

$603M AUM10 clientsFee: 0%
FiduciaryFee-Only
#8
100

GATEWAY WEALTH PARTNERS, LLC

APPLETON, WI · Since 2022

$2.3B AUM83 clientsFee: 0%
FiduciaryFee-Only
#9
100

CORNERSTONE FINANCIAL GROUP

APPLETON, WI · Since 2023

$220M AUM5 clientsFee: 0%
FiduciaryFee-Only
#10
100

STONEHAVEN WEALTH & TAX SOLUTIONS

APPLETON, WI · Since 2024

$168M AUM3 clientsFee: 0%
FiduciaryFee-Only
#11
95

ENDOWMENT WEALTH MANAGEMENT, INC.

APPLETON, WI · Since 2018

$609M AUM10 clientsFee: 0%
FiduciaryFee-Only
#12
95

SUMNICHT & ASSOCIATES, LLC

APPLETON, WI · Since 2001

$108M AUM3 clientsFee: 0%
FiduciaryFee-Only
#13
95

KOM WEALTH MANAGEMENT GROUP, LLC

APPLETON, WI · Since 2007

$408M AUM7 clientsFee: 0%
FiduciaryFee-Only
#14
95

ISECTORS, LLC

APPLETON, WI · Since 2008

$0 AUM3 clientsFee: 0%
FiduciaryFee-Only
#15
95

CONCEPTUAL FINANCIAL ADVISORS, LLC

APPLETON, WI · Since 2022

$190M AUM1 clientsFee: 0%
FiduciaryFee-Only

Frequently Asked Questions

How are advisors ranked?

We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.

What's the average financial advisor fee in APPLETON?

The median advisory fee in APPLETON, WI is 0.95% of assets under management per year, based on Form ADV filings from 15 registered firms.

Where does this data come from?

All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.