Best Financial Advisors in CARY, North Carolina
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
7
Registered Firms
0.95%
Median Fee
of assets/year
$398M
Median AUM
7
Firms Listed
in our database
Top-Ranked Advisors in CARY
#1
100
VERATIS ADVISORS, INC.
CARY, NC · Since 2002
$6.0B AUM4 clientsFee: 0%
FiduciaryFee-Only
#2
100
COMPERIO RETIREMENT CONSULTING, INC.
CARY, NC · Since 2006
$2.0B AUM2 clientsFee: 0%
FiduciaryFee-Only
#3
100
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
CARY, NC · Since 2025
$175M AUM5 clientsFee: 0%
FiduciaryFee-Only
#4
100
INDEPENDENT WEALTH ADVISORS, LLC
CARY, NC · Since 2024
$195M AUM4 clientsFee: 0%
FiduciaryFee-Only
#5
95
RALEIGH CAPITAL MANAGEMENT INC.
CARY, NC · Since 2021
$398M AUM12 clientsFee: 0%
FiduciaryFee-Only
#6
95
WEALTHSHIELD PARTNERS, LLC
CARY, NC · Since 2013
$1.3B AUM13 clientsFee: 0%
FiduciaryFee-Only
#7
95
HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC
CARY, NC · Since 2022
$120M AUM2 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in CARY?
The median advisory fee in CARY, NC is 0.95% of assets under management per year, based on Form ADV filings from 7 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.