Best Financial Advisors in CHARLOTTE, North Carolina
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
Top-Ranked Advisors in CHARLOTTE
WEDGE CAPITAL MANAGEMENT LLP
CHARLOTTE, NC · Since 1987
INVESTOR ADVISORY GROUP
CHARLOTTE, NC · Since 2014
BRIGHTHOUSE INVESTMENT ADVISERS, LLC
CHARLOTTE, NC · Since 1994
BRAGG FINANCIAL ADVISORS INC
CHARLOTTE, NC · Since 1999
HORIZON INVESTMENTS LLC
CHARLOTTE, NC · Since 2000
ALLSPRING FUNDS MANAGEMENT, LLC
CHARLOTTE, NC · Since 2000
WESTEND ADVISORS, LLC
CHARLOTTE, NC · Since 2005
ADHESION WEALTH ADVISOR SOLUTIONS
CHARLOTTE, NC · Since 2007
ALUMINA INVESTMENT MANAGEMENT
CHARLOTTE, NC · Since 2012
QUANTITATIVE PROCESS, LLC
CHARLOTTE, NC · Since 2014
CLEARVIEW WEALTH MANAGEMENT
CHARLOTTE, NC · Since 2018
INSIGHT FOLIOS
CHARLOTTE, NC · Since 2019
OCTAGON ASSET MANAGEMENT, LLC
CHARLOTTE, NC · Since 2017
THE FINANCIAL LEGACY GROUP
CHARLOTTE, NC · Since 2026
LINDEN THOMAS ADVISORY SERVICES, LLC
CHARLOTTE, NC · Since 2017
WSC & COMPANY, LLC
CHARLOTTE, NC · Since 2023
GREENWAY WEALTH ADVISORS, LLC
CHARLOTTE, NC · Since 2023
CANNON ADVISORS
CHARLOTTE, NC · Since 2021
CROWN WEALTH GROUP LLC
CHARLOTTE, NC · Since 2021
PORTUS WEALTH ADVISORS, LLC
CHARLOTTE, NC · Since 2021
REICHARD CAPITAL, LLC
CHARLOTTE, NC · Since 2019
IP FINANCIAL ADVISORY SERVICES LLC
CHARLOTTE, NC · Since 2019
KANBRICK LLC
CHARLOTTE, NC · Since 2023
FRONT PORCH FINANCIAL ADVISORY
CHARLOTTE, NC · Since 2024
INDEXPERTS, LLC
CHARLOTTE, NC · Since 2021
BLUEPRINT FINANCIAL ADVISORS
CHARLOTTE, NC · Since 2021
IA NETWORK, LLC
CHARLOTTE, NC · Since 2022
LYON WEALTH ADVISORS
CHARLOTTE, NC · Since 2025
KUCHARO WEALTH
CHARLOTTE, NC · Since 2026
BLUE FINANCIAL
CHARLOTTE, NC · Since 2025
FIRST TRYON ADVISORS
CHARLOTTE, NC · Since 2024
BEACON CAPITAL ADVISORY GROUP
CHARLOTTE, NC · Since 2024
MILESTONE INVESTMENTS, INC.
CHARLOTTE, NC · Since 2022
ALLSPRING GLOBAL INVESTMENTS, LLC
CHARLOTTE, NC · Since 1984
BARINGS LLC
CHARLOTTE, NC
NOVARE CAPITAL MANAGEMENT
CHARLOTTE, NC · Since 2003
LAUREL WEALTH ADVISORS, LLC
CHARLOTTE, NC · Since 2008
BROYHILL ASSET MANAGEMENT, LLC
CHARLOTTE, NC · Since 2021
ALPHA FINANCIAL ADVISORS, LLC
CHARLOTTE, NC · Since 2014
STRATHMORE CAPITAL ADVISORS
CHARLOTTE, NC · Since 2016
STERLING CAPITAL MANAGEMENT LLC
CHARLOTTE, NC · Since 2005
INNOVATION PARTNERS LLC
CHARLOTTE, NC · Since 2013
EASTOVER CAPITAL MANAGEMENT
CHARLOTTE, NC · Since 2009
HAYDEN HARPER WEALTH ADVISORY, LLC
CHARLOTTE, NC · Since 2010
CALAMITA WEALTH MANAGEMENT
CHARLOTTE, NC · Since 2023
GOUWS CAPITAL LLC
CHARLOTTE, NC · Since 2021
WORTH ADVISORS
CHARLOTTE, NC · Since 2021
RIDGEMONT PARTNERS MANAGEMENT, LLC
CHARLOTTE, NC · Since 2012
PAMLICO CAPITAL
CHARLOTTE, NC · Since 2012
GLOBAL ENDOWMENT MANAGEMENT, LP
CHARLOTTE, NC · Since 2012
CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.
CHARLOTTE, NC · Since 2012
TAGSTONE CAPITAL, INC.
CHARLOTTE, NC · Since 2021
DEFENDER CAPITAL
CHARLOTTE, NC · Since 2015
FC CAPITAL MANAGEMENT LLC
CHARLOTTE, NC · Since 2012
COLLWICK FUNDS GP, LLC
CHARLOTTE, NC · Since 2019
FALFURRIAS MANAGEMENT PARTNERS LP
CHARLOTTE, NC · Since 2015
SPP MANAGEMENT SERVICES, LLC
CHARLOTTE, NC · Since 2016
CORNERSTONE WEALTH PLANNING
CHARLOTTE, NC · Since 2020
COLONY FAMILY OFFICES, LLC
CHARLOTTE, NC · Since 2013
BILTMORE FAMILY OFFICE, LLC
CHARLOTTE, NC · Since 2013
HOBART WEALTH
CHARLOTTE, NC · Since 2016
CORRUM CAPITAL MANAGEMENT
CHARLOTTE, NC · Since 2013
STEELE CREEK INVESTMENT MANAGEMENT LLC
CHARLOTTE, NC · Since 2014
PROVIDENCE CAPITAL ADVISORS, LLC
CHARLOTTE, NC · Since 2016
DOLAN CAPITAL ADVISORS, LLC
CHARLOTTE, NC · Since 2024
CAPITALA PRIVATE ADVISORS, LLC
CHARLOTTE, NC · Since 2016
ASANA PARTNERS, LP
CHARLOTTE, NC · Since 2016
AUCTUS ADVISORS LLC
CHARLOTTE, NC · Since 2017
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
CHARLOTTE, NC · Since 2018
VERUM PARTNERS LLC
CHARLOTTE, NC · Since 2019
TANNIN CAPITAL, LLC
CHARLOTTE, NC · Since 2019
CHURCHILL INVESTMENT MANAGEMENT, LLC
CHARLOTTE, NC · Since 2021
MBL ADVISORS
CHARLOTTE, NC · Since 2019
STEPSTONE PRIVATE WEALTH
CHARLOTTE, NC · Since 2019
GARDEN CITY MANAGEMENT, LLC
CHARLOTTE, NC · Since 2025
NEW REPUBLIC PARTNERS
CHARLOTTE, NC · Since 2020
MUIRFIELD WEALTH ADVISORS LLC
CHARLOTTE, NC · Since 2021
DAVIS INVESTMENT PARTNERS, LLC
CHARLOTTE, NC · Since 2022
FCA PARTNERS, LLC
CHARLOTTE, NC · Since 2023
BP ASSET MANAGEMENT INC.
CHARLOTTE, NC · Since 2026
KIAN CAPITAL PARTNERS, LLC
CHARLOTTE, NC · Since 2024
TOPSAIL WEALTH MANAGEMENT LLC
CHARLOTTE, NC · Since 2024
HAVEN CAPITAL ADVISORS, LLC
CHARLOTTE, NC · Since 2026
TRICAPITAL WEALTH MANAGEMENT, INC.
CHARLOTTE, NC · Since 2022
WMS ADVISORS, LLC
CHARLOTTE, NC · Since 2017
INDEPENDENT ADVISOR ALLIANCE, LLC
CHARLOTTE, NC · Since 2013
SPARTA WEALTH PARTNERS
CHARLOTTE, NC · Since 2022
VARIANT PERCEPTION
CHARLOTTE, NC · Since 2025
ALLY INVEST ADVISORS
CHARLOTTE, NC · Since 2014
ALIGHT FINANCIAL ADVISORS, LLC
CHARLOTTE, NC · Since 2011
WELLS FARGO INVESTMENT INSTITUTE, INC.
CHARLOTTE, NC · Since 2005
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in CHARLOTTE?
The median advisory fee in CHARLOTTE, NC is 0.95% of assets under management per year, based on Form ADV filings from 91 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.