Best Financial Advisors in DUBUQUE, Iowa
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
5
Registered Firms
0.95%
Median Fee
of assets/year
$409M
Median AUM
5
Firms Listed
in our database
Top-Ranked Advisors in DUBUQUE
#1
100
STEELE CAPITAL MANAGEMENT, INC.
DUBUQUE, IA · Since 1995
$3.5B AUM13 clientsFee: 0%
FiduciaryFee-Only
#2
100
THE LIFE GROUP FINANCIAL SERVICES
DUBUQUE, IA · Since 2024
$146M AUM4 clientsFee: 0%
FiduciaryFee-Only
#3
95
WEITZEL FINANCIAL SERVICES, INC.
DUBUQUE, IA · Since 2020
$328M AUM4 clientsFee: 0%
Broker-Dealer
#4
95
FRIDAY FINANCIAL
DUBUQUE, IA · Since 2024
$409M AUM6 clientsFee: 0%
FiduciaryFee-Only
#5
85
AVANTAX PLANNING PARTNERS, INC.
DUBUQUE, IA · Since 1996
$7.6B AUM200 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in DUBUQUE?
The median advisory fee in DUBUQUE, IA is 0.95% of assets under management per year, based on Form ADV filings from 5 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.