Best Financial Advisors in NEW YORK CITY, New York
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
Top-Ranked Advisors in NEW YORK CITY
J. SAFRA ASSET MANAGEMENT CORPORATION
NEW YORK CITY, NY · Since 2004
PARKVIEW US LLC
NEW YORK CITY, NY · Since 2012
VISE AI ADVISORS
NEW YORK CITY, NY · Since 2019
AVENUE ASIA CAPITAL MANAGEMENT, L.P.
NEW YORK CITY, NY · Since 2001
VALUEWORKS, LLC
NEW YORK CITY, NY · Since 2001
EMPERY ASSET MANAGEMENT, LP
NEW YORK CITY, NY · Since 2021
AIGEN INVESTMENT MANAGEMENT, LP
NEW YORK CITY, NY · Since 2018
ROKOS CAPITAL MANAGEMENT (US) LP
NEW YORK CITY, NY · Since 2020
SAGARD HOLDINGS MANAGER (US) LLC
NEW YORK CITY, NY · Since 2022
J. STERN & CO., LLC
NEW YORK CITY, NY · Since 2023
QSEMBLE CAPITAL MANAGEMENT, LP
NEW YORK CITY, NY · Since 2018
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in NEW YORK CITY?
The median advisory fee in NEW YORK CITY, NY is 0.95% of assets under management per year, based on Form ADV filings from 11 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.