AdvisorRanked

Best Financial Advisors in NEW YORK, New York

Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.

1970
Registered Firms
0.95%
Median Fee
of assets/year
$1.3B
Median AUM
1970
Firms Listed
in our database

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Top Rated Established Verified1841 firms shown

Top-Ranked Advisors in NEW YORK

Page 1 of 79 · 1970 firms

#1
97

VOYA INVESTMENT MANAGEMENT CO. LLC

NEW YORK, NY · Since 1973

$274.9B AUM317 clientsFee: 0%
FiduciaryFee-Only
#2
96

D. E. SHAW & CO., L.P.

NEW YORK, NY · Since 1999

$213.4B AUM526 clientsFee: 0%
FiduciaryFee-Only
#3
96

APOLLO INVESTMENT MANAGEMENT, L.P.

NEW YORK, NY · Since 2004

$3.3B AUM912 clientsFee: 0%
FiduciaryFee-Only
#4
95

GENERAL ATLANTIC SERVICE COMPANY, L.P.

NEW YORK, NY · Since 2005

$125.3B AUM411 clientsFee: 0%
FiduciaryFee-Only
#5
95

APOLLO CREDIT MANAGEMENT, LLC

NEW YORK, NY · Since 2011

$30.0B AUM912 clientsFee: 0%
FiduciaryFee-Only
#6
95

APOLLO REAL ESTATE FUND ADVISER, LLC

NEW YORK, NY · Since 2014

$4.3B AUM912 clientsFee: 0%
FiduciaryFee-Only
#7
95

TIAA-CREF INVESTMENT MANAGEMENT LLC

NEW YORK, NY · Since 1990

$292.1B AUM296 clientsFee: 0%
FiduciaryFee-Only
#8
94

MARINER INVESTMENT GROUP, LLC

NEW YORK, NY · Since 2003

$149.6B AUM91 clientsFee: 0%
FiduciaryFee-Only
#9
94

STONEPEAK

NEW YORK, NY · Since 2012

$81.9B AUM186 clientsFee: 0%
FiduciaryFee-Only
#10
94

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

NEW YORK, NY · Since 2012

$40.3B AUM153 clientsFee: 0%
FiduciaryFee-Only
#11
94

APOLLO CAPITAL CREDIT ADVISER, LLC

NEW YORK, NY · Since 2017

$2.4B AUM912 clientsFee: 0%
FiduciaryFee-Only
#12
94

BREVAN HOWARD US INVESTMENT MANAGEMENT LP

NEW YORK, NY · Since 2012

$34.4B AUM114 clientsFee: 0%
FiduciaryFee-Only
#13
94

TOWERBROOK CAPITAL PARTNERS

NEW YORK, NY · Since 2012

$27.7B AUM95 clientsFee: 0%
FiduciaryFee-Only
#14
93

ATALANTA SOSNOFF MANAGEMENT, LLC

NEW YORK, NY · Since 1984

$3.9B AUM8 clientsFee: 0%
FiduciaryFee-Only
#15
93

GUGGENHEIM INVESTMENTS

NEW YORK, NY · Since 1971

$8.0B AUM13 clientsFee: 0%
FiduciaryFee-Only
#16
93

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

NEW YORK, NY · Since 1995

$14.1B AUM39 clientsFee: 0%
FiduciaryFee-Only
#17
93

SUNAMERICA ASSET MANAGEMENT, LLC

NEW YORK, NY · Since 1983

$42.2B AUM8 clientsFee: 0%
FiduciaryFee-Only
#18
93

BARON CAPITAL MANAGEMENT, INC.

NEW YORK, NY · Since 1983

$10.8B AUM41 clientsFee: 0%
FiduciaryFee-Only
#19
93

BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT

NEW YORK, NY · Since 2001

$7.2B AUM25 clientsFee: 0%
FiduciaryFee-Only
#20
93

BESSEMER INVESTMENT MANAGEMENT LLC

NEW YORK, NY · Since 2001

$47.0B AUM45 clientsFee: 0%
FiduciaryFee-Only
#21
93

SOUND POINT LUNA LLC

NEW YORK, NY · Since 2003

$10.2B AUM35 clientsFee: 0%
FiduciaryFee-Only
#22
93

WATERFALL ASSET MANAGEMENT, LLC

NEW YORK, NY · Since 2006

$22.0B AUM55 clientsFee: 0%
FiduciaryFee-Only
#23
93

LIBERTY STREET ADVISORS, INC.

NEW YORK, NY · Since 2007

$1.9B AUM13 clientsFee: 0%
FiduciaryFee-Only
#24
93

GLOBAL X MANAGEMENT COMPANY LLC

NEW YORK, NY · Since 2008

$83.0B AUM30 clientsFee: 0%
FiduciaryFee-Only
#25
93

GOTHAM ASSET MANAGEMENT, LLC

NEW YORK, NY · Since 2009

$30.0B AUM22 clientsFee: 0%
FiduciaryFee-Only

Frequently Asked Questions

How are advisors ranked?

We use a Trust Score (0–100) based on SEC Form ADV disclosures. Firms start at a base and receive points for positive signals (fiduciary status, years established, client base) with deductions for disciplinary events, complaints, and conflicts.

What's the average financial advisor fee in NEW YORK?

The median advisory fee in NEW YORK, NY is 0.95% of assets under management per year, based on Form ADV filings from 1970 registered firms.

Where does this data come from?

All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.