Best Financial Advisors in NOVATO, California
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
5
Registered Firms
0.95%
Median Fee
of assets/year
$320M
Median AUM
5
Firms Listed
in our database
Top-Ranked Advisors in NOVATO
#1
100
HENNESSY ADVISORS, INC.
NOVATO, CA · Since 1990
$4.3B AUM8 clientsFee: 0%
FiduciaryFee-Only
#2
100
MCM WEALTH
NOVATO, CA · Since 2021
$171M AUM6 clientsFee: 0%
FiduciaryFee-Only
#3
100
ALPHA WEALTH MANAGEMENT AND PLANNING LLC
NOVATO, CA · Since 2016
$320M AUM5 clientsFee: 0%
FiduciaryFee-Only
#4
100
KETRON FINANCIAL LLC
NOVATO, CA · Since 2024
$384M AUM3 clientsFee: 0%
FiduciaryFee-Only
#5
95
SONOMA PRIVATE WEALTH LLC
NOVATO, CA · Since 2022
$158M AUM3 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in NOVATO?
The median advisory fee in NOVATO, CA is 0.95% of assets under management per year, based on Form ADV filings from 5 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.