AdvisorRanked

Best Financial Advisors in PROVIDENCE, Rhode Island

Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.

19
Registered Firms
0.95%
Median Fee
of assets/year
$639M
Median AUM
19
Firms Listed
in our database

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Top Rated Established Verified19 firms shown

Top-Ranked Advisors in PROVIDENCE

#1
92

UNISON

PROVIDENCE, RI · Since 2015

$2.0B AUM1 clientsFee: 0%
FiduciaryFee-Only
#2
89

WEYBOSSET RESEARCH & MANAGEMENT, LLC

PROVIDENCE, RI · Since 2000

$341M AUM2 clientsFee: 0%
FiduciaryFee-Only
#3
88

SK WEALTH MANAGEMENT, LLC

PROVIDENCE, RI · Since 1999

$639M AUM4 clientsFee: 0%
FiduciaryFee-Only
#4
87

MARSTONE LLC

PROVIDENCE, RI · Since 2013

$3M AUM2 clientsFee: 0%
FiduciaryFee-Only
#5
84

ELIOT ROSE WEALTH MANAGEMENT, LLC

PROVIDENCE, RI · Since 2021

$186M AUM1 clientsFee: 0%
FiduciaryFee-Only
#6
83

PROVIDENCE EQUITY PARTNERS L.L.C.

PROVIDENCE, RI · Since 2010

$24.1B AUM51 clientsFee: 0%
FiduciaryFee-Only
#7
83

HAVE RIA, INC.

PROVIDENCE, RI · Since 2023

$161M AUM3 clientsFee: 0%
FiduciaryFee-Only
#8
82

PARSONS CAPITAL MANAGEMENT INC

PROVIDENCE, RI · Since 1993

$2.4B AUM12 clientsFee: 0%
FiduciaryFee-Only
#9
82

NAUTIC PARTNERS, LLC

PROVIDENCE, RI · Since 2012

$14.0B AUM45 clientsFee: 0%
FiduciaryFee-Only
#10
82

PLUM POINTE WEALTH MANAGEMENT

PROVIDENCE, RI · Since 2024

$105M AUM1 clientsFee: 0%
FiduciaryFee-Only
#11
81

STRATEGICPOINT INVESTMENT ADVISORS LLC

PROVIDENCE, RI · Since 2002

$915M AUM6 clientsFee: 0%
FiduciaryFee-Only
#12
79

NEWMAN DIGNAN & SHEERAR, INC

PROVIDENCE, RI · Since 1992

$731M AUM6 clientsFee: 0%
FiduciaryFee-Only
#13
79

SIGNET INVESTMENT ADVISORY GROUP, INC.

PROVIDENCE, RI · Since 2002

$394M AUM4 clientsFee: 0%
FiduciaryFee-Only
#14
79

GLOBAL STRATEGIC RISK MANAGEMENT, LLC

PROVIDENCE, RI · Since 2024

$2.9B AUM6 clientsFee: 0%
FiduciaryFee-Only
#15
78

SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC

PROVIDENCE, RI · Since 1999

$131M AUM2 clientsFee: 0%
FiduciaryFee-Only
#16
78

CANTON HATHAWAY LLC

PROVIDENCE, RI · Since 2018

$866M AUM5 clientsFee: 0%
FiduciaryFee-Only
#17
77

UPPER90

PROVIDENCE, RI · Since 2020

$1.1B AUM11 clientsFee: 0%
FiduciaryFee-Only
#18

BROWN, LISLE/CUMMINGS, INC

PROVIDENCE, RI · Since 2021

$487M AUM8 clientsFee: 0%
Broker-Dealer1 complaint
#19

BARRETT & COMPANY

PROVIDENCE, RI · Since 2017

$530M AUM4 clientsFee: 0%
Broker-Dealer2 complaints

Frequently Asked Questions

How are advisors ranked?

We use a Trust Score (0–100) based on SEC Form ADV disclosures. Firms start at a base and receive points for positive signals (fiduciary status, years established, client base) with deductions for disciplinary events, complaints, and conflicts.

What's the average financial advisor fee in PROVIDENCE?

The median advisory fee in PROVIDENCE, RI is 0.95% of assets under management per year, based on Form ADV filings from 19 registered firms.

Where does this data come from?

All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.