Best Financial Advisors in PROVIDENCE, Rhode Island
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
Top-Ranked Advisors in PROVIDENCE
WEYBOSSET RESEARCH & MANAGEMENT, LLC
PROVIDENCE, RI · Since 2000
SK WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 1999
ELIOT ROSE WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 2021
UNISON
PROVIDENCE, RI · Since 2015
MARSTONE LLC
PROVIDENCE, RI · Since 2013
HAVE RIA, INC.
PROVIDENCE, RI · Since 2023
PLUM POINTE WEALTH MANAGEMENT
PROVIDENCE, RI · Since 2024
PARSONS CAPITAL MANAGEMENT INC
PROVIDENCE, RI · Since 1993
NEWMAN DIGNAN & SHEERAR, INC
PROVIDENCE, RI · Since 1992
SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC
PROVIDENCE, RI · Since 1999
SIGNET INVESTMENT ADVISORY GROUP, INC.
PROVIDENCE, RI · Since 2002
STRATEGICPOINT INVESTMENT ADVISORS LLC
PROVIDENCE, RI · Since 2002
PROVIDENCE EQUITY PARTNERS L.L.C.
PROVIDENCE, RI · Since 2010
NAUTIC PARTNERS, LLC
PROVIDENCE, RI · Since 2012
CANTON HATHAWAY LLC
PROVIDENCE, RI · Since 2018
UPPER90
PROVIDENCE, RI · Since 2020
GLOBAL STRATEGIC RISK MANAGEMENT, LLC
PROVIDENCE, RI · Since 2024
BROWN, LISLE/CUMMINGS, INC
PROVIDENCE, RI · Since 2021
BARRETT & COMPANY
PROVIDENCE, RI · Since 2017
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in PROVIDENCE?
The median advisory fee in PROVIDENCE, RI is 0.95% of assets under management per year, based on Form ADV filings from 19 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.