AdvisorRanked

Best Financial Advisors in ROCHESTER, New York

Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.

26
Registered Firms
0.95%
Median Fee
of assets/year
$168M
Median AUM
26
Firms Listed
in our database

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Top Rated Established Verified26 firms shown

Top-Ranked Advisors in ROCHESTER

Page 1 of 2 · 26 firms

#1
93

NOVEM GROUP

ROCHESTER, NY · Since 2011

$1.7B AUM50 clientsFee: 0%
FiduciaryFee-Only
#2
89

HIGH FALLS ADVISORS, INC.

ROCHESTER, NY · Since 1989

$695M AUM7 clientsFee: 0%
FiduciaryFee-Only
#3
88

INDIANO CAPITAL MANAGEMENT

ROCHESTER, NY · Since 2006

$254M AUM2 clientsFee: 0%
FiduciaryFee-Only
#4
88

W & S MANAGEMENT SERVICES, INC.

ROCHESTER, NY · Since 2008

$166M AUM4 clientsFee: 0%
FiduciaryFee-Only
#5
88

HAYES ASSET MANAGEMENT, LLC

ROCHESTER, NY · Since 2006

$117M AUM4 clientsFee: 0%
FiduciaryFee-Only
#6
86

FAMA FIDUCIARY WEALTH LLC

ROCHESTER, NY · Since 2013

$100M AUM1 clientsFee: 0%
FiduciaryFee-Only
#7
85

ROCHESTER INVESTMENTS

ROCHESTER, NY · Since 2020

$70M AUM1 clientsFee: 0%
FiduciaryFee-Only
#8
85

BOYD CAPITAL

ROCHESTER, NY · Since 2021

$168M AUM2 clientsFee: 0%
FiduciaryFee-Only
#9
84

CORE ALPHA, INC.

ROCHESTER, NY · Since 2020

$146M AUM3 clientsFee: 0%
FiduciaryFee-Only
#10
84

LAYLINE ADVISORS

ROCHESTER, NY · Since 2019

$131M AUM3 clientsFee: 0%
FiduciaryFee-Only
#11
83

WGS MANAGEMENT SERVICES, INC

ROCHESTER, NY · Since 2026

$42M AUM1 clientsFee: 0%
FiduciaryFee-Only
#12
82

ICONOCLASTIC CAPITAL MANAGEMENT LLC

ROCHESTER, NY · Since 2025

$68M AUM3 clientsFee: 0%
FiduciaryFee-Only
#13
82

STONE OAK CAPITAL LLC

ROCHESTER, NY · Since 2026

$0 AUM2 clientsFee: 0%
FiduciaryFee-Only
#14
81

HOWE AND RUSLING, INC.

ROCHESTER, NY

$2.4B AUM17 clientsFee: 0%
FiduciaryFee-Only
#15
81

WHITNEY & COMPANY

ROCHESTER, NY · Since 2001

$1.5B AUM8 clientsFee: 0%
FiduciaryFee-Only
#16
79

SENECA FINANCIAL ADVISORS LLC

ROCHESTER, NY · Since 2010

$847M AUM5 clientsFee: 0%
FiduciaryFee-Only
#17
78

FIEN CAPITAL MANAGEMENT, LLC

ROCHESTER, NY · Since 2001

$138M AUM2 clientsFee: 0%
FiduciaryFee-Only
#18
78

ENGLESON & ASSOCIATES

ROCHESTER, NY · Since 2008

$114M AUM4 clientsFee: 0%
FiduciaryFee-Only
#19
78

PRENTICE WEALTH MANAGEMENT LLC

ROCHESTER, NY · Since 2012

$568M AUM4 clientsFee: 0%
FiduciaryFee-Only
#20
77

NORTHLANDING FINANCIAL PARTNERS, LLC

ROCHESTER, NY · Since 2013

$152M AUM2 clientsFee: 0%
FiduciaryFee-Only
#21
76

RISE ADVISORS, LLC

ROCHESTER, NY · Since 2020

$441M AUM7 clientsFee: 0%
FiduciaryFee-Only
#22
75

OAK CREST ADVISORY, LLC

ROCHESTER, NY · Since 2022

$90M AUM3 clientsFee: 0%
FiduciaryFee-Only
#23
71

ASHTON THOMAS SECURITIES, LLC

ROCHESTER, NY · Since 2008

$1.9B AUM26 clientsFee: 0%
Broker-Dealer
#24
68

SAGE, RUTTY & CO., INC.

ROCHESTER, NY · Since 1990

$3.5B AUM33 clientsFee: 0%
Broker-Dealer
#25

BRIGHTON SECURITIES CORP.

ROCHESTER, NY · Since 2003

$931M AUM21 clientsFee: 0%
Broker-Dealer1 complaint

Frequently Asked Questions

How are advisors ranked?

We use a Trust Score (0–100) based on SEC Form ADV disclosures. Firms start at a base and receive points for positive signals (fiduciary status, years established, client base) with deductions for disciplinary events, complaints, and conflicts.

What's the average financial advisor fee in ROCHESTER?

The median advisory fee in ROCHESTER, NY is 0.95% of assets under management per year, based on Form ADV filings from 26 registered firms.

Where does this data come from?

All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.