Best Financial Advisors in RYE, New York
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
Top-Ranked Advisors in RYE
GABELLI FUNDS, LLC
RYE, NY · Since 1990
SFW CAPITAL PARTNERS LP
RYE, NY · Since 2012
NEW AGE ALPHA
RYE, NY · Since 2019
LOTUS INVESTMENT ADVISORS
RYE, NY · Since 2014
AIFAM GROUP LLC
RYE, NY · Since 2012
DUNES POINT CAPITAL, L.P.
RYE, NY · Since 2016
MERIDA CAPITAL HOLDINGS LLC
RYE, NY · Since 2021
OSPRAIE MANAGEMENT, LLC
RYE, NY · Since 2020
PHOENIX MERCHANT PARTNERS, LP
RYE, NY · Since 2023
TWO SEAS CAPITAL LP
RYE, NY · Since 2020
HAYBEACH CAPITAL MANAGEMENT, LLC
RYE, NY · Since 2026
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in RYE?
The median advisory fee in RYE, NY is 0.95% of assets under management per year, based on Form ADV filings from 11 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.