Best Financial Advisors in SAN JOSE, California
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
Top-Ranked Advisors in SAN JOSE
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
SAN JOSE, CA · Since 2025
LEGACY WEALTH ADVISORS, LLC
SAN JOSE, CA · Since 2020
RETIREMENT CAPITAL STRATEGIES, INC.
SAN JOSE, CA · Since 2010
FIRSTHAND CAPITAL MANAGEMENT, INC.
SAN JOSE, CA · Since 2009
SILICON VALLEY RETIREMENT SERVICES, LLC
SAN JOSE, CA · Since 2010
BRIGHTPLAN LLC
SAN JOSE, CA · Since 2016
TTP INVESTMENTS, INC.
SAN JOSE, CA · Since 2016
ALIGN WEALTH MANAGEMENT, LLC
SAN JOSE, CA · Since 2026
NIM WEALTH SOLUTIONS
SAN JOSE, CA · Since 2026
ENDOWE ADVISORY LLC
SAN JOSE, CA · Since 2025
XOOMFI ADVISORS
SAN JOSE, CA · Since 2021
SILICON VALLEY CAPITAL PARTNERS, L.P.
SAN JOSE, CA · Since 2003
DWR WEALTH MANAGEMENT, LLC
SAN JOSE, CA · Since 2021
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
SAN JOSE, CA · Since 2006
CLARITY WEALTH ADVISORS
SAN JOSE, CA · Since 2014
CONCENTRUM WEALTH MANAGEMENT
SAN JOSE, CA · Since 2013
BETTERWEALTH LLC
SAN JOSE, CA · Since 2015
KERA CAPITAL PARTNERS
SAN JOSE, CA · Since 2021
POTENTIA WEALTH
SAN JOSE, CA · Since 2024
PEGASUS TECH VENTURES, INC.
SAN JOSE, CA · Since 2024
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in SAN JOSE?
The median advisory fee in SAN JOSE, CA is 0.95% of assets under management per year, based on Form ADV filings from 20 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.