Best Financial Advisors in SANTA CLARA, California
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
4
Registered Firms
0.95%
Median Fee
of assets/year
$310M
Median AUM
4
Firms Listed
in our database
Top-Ranked Advisors in SANTA CLARA
#1
100
NRI WEALTH MANAGEMENT, LLC
SANTA CLARA, CA · Since 2022
$310M AUM2 clientsFee: 0%
FiduciaryFee-Only
#2
100
ALTURA WEALTH ADVISORS INC.
SANTA CLARA, CA · Since 2021
$250M AUM4 clientsFee: 0%
FiduciaryFee-Only
#3
100
COVE
SANTA CLARA, CA · Since 2024
$0 AUM1 clientsFee: 0%
FiduciaryFee-Only
#4
95
EDELMAN FINANCIAL ENGINES
SANTA CLARA, CA · Since 1998
$326.3B AUM553 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in SANTA CLARA?
The median advisory fee in SANTA CLARA, CA is 0.95% of assets under management per year, based on Form ADV filings from 4 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.