Best Financial Advisors in SARATOGA, California
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
3
Registered Firms
0.95%
Median Fee
of assets/year
$257M
Median AUM
3
Firms Listed
in our database
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Top Rated Established Verified3 firms shown
Top-Ranked Advisors in SARATOGA
#1
84
VIENNA ASSET MANAGEMENT LLC
SARATOGA, CA · Since 2021
$257M AUM1 clientsFee: 0%
FiduciaryFee-Only
#2
81
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SARATOGA, CA · Since 2000
$2.5B AUM12 clientsFee: 0%
FiduciaryFee-Only
#3
77
ARIA WEALTH MANAGEMENT
SARATOGA, CA · Since 2017
$130M AUM6 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Trust Score (0–100) based on SEC Form ADV disclosures. Firms start at a base and receive points for positive signals (fiduciary status, years established, client base) with deductions for disciplinary events, complaints, and conflicts.
What's the average financial advisor fee in SARATOGA?
The median advisory fee in SARATOGA, CA is 0.95% of assets under management per year, based on Form ADV filings from 3 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.