Best Financial Advisors in SARATOGA, California
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
3
Registered Firms
0.95%
Median Fee
of assets/year
$257M
Median AUM
3
Firms Listed
in our database
Top-Ranked Advisors in SARATOGA
#1
100
VIENNA ASSET MANAGEMENT LLC
SARATOGA, CA · Since 2021
$257M AUM1 clientsFee: 0%
FiduciaryFee-Only
#2
95
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SARATOGA, CA · Since 2000
$2.5B AUM12 clientsFee: 0%
FiduciaryFee-Only
#3
95
ARIA WEALTH MANAGEMENT
SARATOGA, CA · Since 2017
$130M AUM6 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in SARATOGA?
The median advisory fee in SARATOGA, CA is 0.95% of assets under management per year, based on Form ADV filings from 3 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.