Best Financial Advisors in UTICA, New York
Ranked by SEC regulatory data — fees, complaints, and fiduciary status. Updated quarterly.
5
Registered Firms
0.95%
Median Fee
of assets/year
$282M
Median AUM
5
Firms Listed
in our database
Top-Ranked Advisors in UTICA
#1
100
JC MIANO INVESTMENT ADVISORY SERVICE
UTICA, NY · Since 2007
$55M AUM1 clientsFee: 0%
FiduciaryFee-Only
#2
97
CARUSO MCLEAN & CO., INC.
UTICA, NY · Since 2005
$282M AUM4 clientsFee: 0%
FiduciaryFee-Only
#3
97
ADIRONDACK FINANCIAL SERVICES CORP
UTICA, NY · Since 2005
$462M AUM9 clientsFee: 0%
FiduciaryFee-Only
#4
97
ONE HOPPER ASSET MANAGEMENT
UTICA, NY · Since 2022
$58M AUM2 clientsFee: 0%
FiduciaryFee-Only
#5
95
STRATEGIC FINANCIAL SERVICES
UTICA, NY · Since 1989
$2.8B AUM26 clientsFee: 0%
FiduciaryFee-Only
Frequently Asked Questions
How are advisors ranked?
We use a Red Flag Score (0–100) based on SEC Form ADV disclosures. Firms lose points for disciplinary events, complaints, broker-dealer conflicts, and fees above the 90th percentile for their area.
What's the average financial advisor fee in UTICA?
The median advisory fee in UTICA, NY is 0.95% of assets under management per year, based on Form ADV filings from 5 registered firms.
Where does this data come from?
All data is sourced from SEC.gov Form ADV public filings and FINRA BrokerCheck. These are mandatory regulatory disclosures — every registered advisor must file them.